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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-16 |
Branch Locations
501 Riverside Ave Suite 600, Jacksonville, FL 32202 • United States
21 Platform Way South Suite 2500, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Jacksonville | FL | 01/2011 | 03/2018 |
| Bb&T Bank | Jacksonville | FL | 03/2018 | 02/2021 |
| Bb&T Securities, Llc | Richmond | VA | 03/2019 | 02/2021 |
| Truist Investment Services, Inc. | Jacksonville | FL | 02/2021 | 12/2024 |
| Truist Advisory Services, Inc. | Jacksonville | FL | 02/2021 | 12/2024 |
| Raymond James Financial Services, Inc. | Ponte Vedra Beach | FL | 12/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Ponte Vedra Beach | FL | 12/2024 | Present |
| Pinnacle Financial Partners / Pinnacle Bank | Ponte Vedra Beach | FL | 01/2025 | Present |
| Pinnacle Asset Management | Ponte Vedra Beach | FL | 01/2025 | Present |
(1) Name of Business: Pinnacle Asset Management Address: 100 Corridor Rd Ste 101, Ponte Vedra Beach, FL, 32082-8206, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/29/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed Bank Advisor listed as a FInancial Advisor in order to access GPM and build financial plans for clients. Talk with clients about banking and investments needs, refer to Raymond James Advisor for investment products and service needs. (2) Name of Business: Pinnacle Bank/Pinnacle Financial Partners Address: 100 Corridor Rd Ste 101, Ponte Vedra Beach, FL, 32082-8206, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/29/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: LIcensed bank Advisor listed as a FInancial Advisor, in order to access GPM and build financial plans for clients. Talk with clients about banking and investment needs, refer to Ryamond James Advisor for investment products and service needs. (3) Name of Business: Tres Toros, LLC Address: 1418 Northwood Road, Jacksonville, FL, 32207, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/29/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1/3 shareholder
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-16 |
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