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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
  • FL RA
    APPROVED
    Since 2025-01-16

Branch Locations

501 Riverside Ave Suite 600, Jacksonville, FL 32202 • United States

21 Platform Way South Suite 2500, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Jacksonville FL 01/2011 03/2018
Bb&T Bank Jacksonville FL 03/2018 02/2021
Bb&T Securities, Llc Richmond VA 03/2019 02/2021
Truist Investment Services, Inc. Jacksonville FL 02/2021 12/2024
Truist Advisory Services, Inc. Jacksonville FL 02/2021 12/2024
Raymond James Financial Services, Inc. Ponte Vedra Beach FL 12/2024 Present
Raymond James Financial Services Advisors, Inc. Ponte Vedra Beach FL 12/2024 Present
Pinnacle Financial Partners / Pinnacle Bank Ponte Vedra Beach FL 01/2025 Present
Pinnacle Asset Management Ponte Vedra Beach FL 01/2025 Present
  • 01/2011 → 03/2018
    Bb&T Bank
    Jacksonville, FL
  • 03/2018 → 02/2021
    Bb&T Bank
    Jacksonville, FL
  • 03/2019 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → 12/2024
    Truist Investment Services, Inc.
    Jacksonville, FL
  • 02/2021 → 12/2024
    Jacksonville, FL
  • 12/2024 → Present
    Raymond James Financial Services, Inc.
    Ponte Vedra Beach, FL
  • 12/2024 → Present
    Ponte Vedra Beach, FL
  • 01/2025 → Present
    Pinnacle Financial Partners / Pinnacle Bank
    Ponte Vedra Beach, FL
  • 01/2025 → Present
    Pinnacle Asset Management
    Ponte Vedra Beach, FL
Previous Registrations
  • 2021-02-17 → 2024-02-27
    Atlanta, GA
    Jacksonville, FL
    Jacksonville, FL
  • 2019-05-28 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Jacksonville, FL
    Richmond, VA
Other Businesses

(1) Name of Business: Pinnacle Asset Management Address: 100 Corridor Rd Ste 101, Ponte Vedra Beach, FL, 32082-8206, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/29/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed Bank Advisor listed as a FInancial Advisor in order to access GPM and build financial plans for clients. Talk with clients about banking and investments needs, refer to Raymond James Advisor for investment products and service needs. (2) Name of Business: Pinnacle Bank/Pinnacle Financial Partners Address: 100 Corridor Rd Ste 101, Ponte Vedra Beach, FL, 32082-8206, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/29/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: LIcensed bank Advisor listed as a FInancial Advisor, in order to access GPM and build financial plans for clients. Talk with clients about banking and investment needs, refer to Ryamond James Advisor for investment products and service needs. (3) Name of Business: Tres Toros, LLC Address: 1418 Northwood Road, Jacksonville, FL, 32207, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/29/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1/3 shareholder

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-23
S63 Uniform Securities Agent State Law Examination 1998-10-16
  • S66 Uniform Combined State Law Examination
    2019-05-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16

View on SEC IAPD

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