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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-23
TX RA APPROVED 2017-12-22
GA RA APPROVED 2017-04-12
  • FL RA
    APPROVED
    Since 2022-08-23
  • TX RA
    APPROVED
    Since 2017-12-22
  • GA RA
    APPROVED
    Since 2017-04-12

Branch Locations

3414 Peachtree Road Ne Suite 1100, 11Th Floor, Atlanta, GA 30326 • United States

Venice , FL • United States

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 04/2017
Wells Fargo Advisors Financial Network, Llc Atlanta GA 04/2017 Present
Previous Registrations
  • 2008-01-01 → 2017-04-07
    Atlanta, GA
    Sandy Springs, GA
  • 2003-08-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Atlanta, GA
    St. Louis, MO
    Atlanta, GA
Other Businesses

MADISON COMPLIANCE, LLC, INVT RELATED, MARIETTA, GA, 100% OWNERSHIP, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-08
  • S66 Uniform Combined State Law Examination
    2002-11-08
Other Names
  • Ed Mcgowan

View on SEC IAPD

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