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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-23 |
| TX | RA | APPROVED | 2017-12-22 |
| GA | RA | APPROVED | 2017-04-12 |
Branch Locations
3414 Peachtree Road Ne Suite 1100, 11Th Floor, Atlanta, GA 30326 • United States
Venice , FL • United States
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 04/2017 |
| Wells Fargo Advisors Financial Network, Llc | Atlanta | GA | 04/2017 | Present |
MADISON COMPLIANCE, LLC, INVT RELATED, MARIETTA, GA, 100% OWNERSHIP, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-08 |
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