David Allen Pierce

Employer firm

Apollon Wealth Management, LLC CRD 291902

$11.6B regulatory AUM 197 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 10/2022
  Kalos Capital, Inc.
  Alpharetta, GA
• 02/2009 → 12/2023
  Catalyst Wealth Management, Llc
  Atlanta, GA
• 12/2015 → 07/2018
  Kalos Management, Llc
  Alpharetta, GA
• 05/2023 → Present
  Apollon Wealth Management
  Atlanta, GA

Previous Registrations

• 2018-05-07 → 2023-12-13
  Catalyst Wealth Management
  Atlanta, GA
  Suwanee, GA
• 2015-12-16 → 2018-07-11
  Kalos Management
  Suwanee, GA
  Ponte Vedra Beach, FL
• 2011-08-23 → 2015-12-31
  Triad Advisors Llc
  Suwanee, GA
  Suwanee, GA
  Atlanta, GA
• 2009-10-22 → 2011-08-26
  Mml Investors Services, Llc
  Atlanta, GA
  Suwanee, GA
• 2004-12-01 → 2009-10-16
  Oneamerica Securities, Inc.
  Peachtree Corners, GA
  Norcross, GA

Other Businesses

APOLLON WEALTH MANAGEMENT; INVESTMENT RELATED; 3525 PIEDMONT ROAD, BUILDING 6 SUITE 420, ATLANTA, GA; SEC-REGISTERED INVESTMENT ADVISOR; MANAGING PARTNER; 5/12/2023; 160 HRS/MONTH; 40 HRS DURING TRADING; WEALTH ADVISOR. || ASHFORD ADVISORS; POSITION: BROKER AGENT; NATURE: ASHFORD ADVISORS/GUARDIAN LIFE INSURANCE; INVESTMENT RELATED; TWO RAVINIA DRIVE SUITE 750 ATLANTA, GA 30346; BROKER AGENT; AUG 2009 ; 1-4 HRS PER MONTH ; 1 HR DURING TRADING; BROKER INSURANCE AGENT, NOT A CAREER AGENT. ALL CURRENT CLIENTS OF THIS RELATIONSHIP ARE NOT SECURITIES, ONLY FIXED INSURANCE PRODUCTS SUCH AS LIFE & DISABILITY. || OHIO NATIONAL; POSITION: BROKER AGENT; NATURE: OHIO NATIONAL; INVESTMENT RELATED; 1 FINANCIAL WAY #100, CINCINNATI, OH 45242; JULY 2013; 2-6 HRS PER MONTH; 4 HRS DURING TRADING; BROKER INSURANCE AGENT - FIXED INSURANCE SALES & SERVICE SUCH AS LIFE & DISABILITY. || MASS MUTUAL/PIEDMONT AGENCY; POSITION: BROKER AGENT; NATURE: MASS MUTUAL/PIEDMONT AGENCY; INVESTMENT RELATED; 1050 CROWN POINTE PKWY # 1800, DUNWOODY, GA 30338; SEPT 2011; 1-4 HRS PER MONTH; 4 HRS DURING TRADING; BROKER INSURANCE AGENT LIFE, DISABILITY & LONG TERM CARE; INVESTMENT RELATED: YES; START DATE: 9/1/2011; DESCRIPTION: LIFE INSURANCE AGENT, SALES & SERVICE OF MASS MUTUAL FIXED INSURANCE PRODUCTS & FIXED ANNUITIES. || ASH BROKERAGE; POSITION: BROKER AGENT; NATURE: INSURANCE BUSINESS; INVESTMENT RELATED; 3925 RIVER CROSSING PKWY, SUITE 170 INDIANAPOLIS, IN 46240; START: SEPT 2011; 2-6 HRS PER MONTH; 4-6 HRS DURING TRADING; INVESTMENT RELATED: YES; DESCRIPTION: LIFE, DISABILITY, LONG TERM CARE, ANNUITIES SALES & SERVICE, ALL FIXED. ||

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-09
• S63 Uniform Securities Agent State Law Examination
  2002-11-19