Jose Rafael Rodriguez

Current Employers

Employment History

• 04/2009 → 06/2024
  Securities America, Inc.
  Beavercreek, OH
• 04/2009 → 06/2024
  Securities America Advisors, Inc.
  Beavercreek, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Beavercreek, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Beavercreek, OH

Previous Registrations

• 2009-04-29 → 2024-06-14
  Securities America Advisors, Inc.
  Beavercreek, OH
• 2006-12-13 → 2009-03-23
  Citigroup Global Markets Inc.
  Centerville, OH
• 2005-09-02 → 2006-12-08
  First Command Brokerage Services, Inc.
  Beavercreek, OH
  Beevercreek, OH
• 2005-02-14 → 2005-09-02
  First Command Bank
  Fort Worth, TX

Other Businesses

1. RODRIGUEZ FINANCIAL STRATEGIES, LLC POSITION: President NATURE: Sale of fixed products such as life insurance, health insurance (includes dental and eye care), disability insurance, Long Term Care insurance, Fixed and Indexed Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 4031 Colonel Glenn Highway, Suite 107, Beavercreek OH 45431 DESCRIPTION: Present insurance products to mitigate specific risks and needs as documented in their financial plan or insurance needs assessment 2. RODRIGUEZ FINANCIAL STRATEGIES, LLC POSITION: Speaker NATURE: Paid speaker on financial planning topics per request. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/28/2017 ADDRESS: 4031 Colonel Glenn Highway, Suite 107, Beavercreek OH 45431 DESCRIPTION: This is a paid speaker role as requested by organizations. I speak about financial planning topics. All presentation materials are approved by Securities America and will be documented via Adtrax. 3. CREEK TECHNOLOGIES ADVISORY BOARD POSITION: Advisory NATURE: Member of the Creek Technologies Co.Advisory Board INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2017 ADDRESS: 2372 Lakeview Drive, Suite H, Beavercreek OH 45431 DESCRIPTION: My role is to advise the CEO on how to identify/track the company's goals based on their strategic plan 4. JOSE RAFI RODRIGUEZ, COLONEL (RETIRED), USAF POSITION: Paid Speaker NATURE: Paid Speaker on Hispanic cultural topics INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2018 ADDRESS: 4031 Colonel Glenn Highway, Suite 107, Beavercreek OH 45431 DESCRIPTION: Speaker on Hispanic culture topics 5. JOSE R RODRIGUEZ POSITION: Financial Advisor NATURE: INVESTMENT ADVISORY REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2009 ADDRESS: 4031 Colonel Glenn Highway, Suite 107, Beavercreek OH 45431 DESCRIPTION: Financial Planning Services, Investment Advisory Services

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-02-22
• S65 Uniform Investment Adviser Law Examination
  2005-02-09

Other Names

• Jose Rafael Rodriguez
• Rafael Jose Rodriguez