Carter W Potts

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Nationwide Ins
  Duluth, GA
• 03/2005 → 06/2020
  Nationwide Securities
  Dublin, OH
• 08/2008 → 06/2020
  Nationwide Securities, Inc.
  Duluth, GA
• 06/2020 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2008-08-01 → 2020-07-01
  Nationwide Securities, Llc
  Duluth, GA
  Lawrenceville, GA
• 2008-02-26 → 2008-08-01
  1717 Capital Management Company
  Duluth, GA
• 2003-05-13 → 2005-03-02
  Peachtree Planning Advisors, Inc.
  Atlanta, GA

Other Businesses

Appointed with Insurancehub to sell all lines of insurance, life, annuity, health, LTC and property/casualty during normal market hours at the branch location. IH FINANCIAL, LLC POSITION: Financial Professional NATURE: DBA, INVESTMENT RELATED: Is Investment Related, START DATE: 2020-04-16, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: "Financial Professional, DBA" ALDEN POTTS REAL ESTATE LLC; ORGANIZER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH TRADING; START DATE: 01/01/2020; ADDRESS: 16 CHATHAM RD ATLANTA, GA 30305. DO & CP, LLC Is Not Investment Related, ADDRESS: 2402 Tech Center Parkway, Lawrenceville, GA, 30043, United States", NATURE: Manufactoring, POSITION: Organizer, START DATE: 5/20/2025,0 hours per month,0 hours per month during trading hours, Other Compensation, DESCRIPTION: Forming an LLC to personally invest money into a manufacturing business. The only compensation would be from business profits.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-11
• S65 Uniform Investment Adviser Law Examination
  2003-05-02
• S63 Uniform Securities Agent State Law Examination
  2002-12-02

Designations

• Certified Financial Planner