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Kelly A Petherick

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-04
DE RA APPROVED 2011-08-29
CT RA APPROVED 2009-11-17
  • TX RA
    APPROVED_RES
    Since 2020-06-04
  • DE RA
    APPROVED
    Since 2011-08-29
  • CT RA
    APPROVED
    Since 2009-11-17

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boston MA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-16
S63 Uniform Securities Agent State Law Examination 2000-04-26
  • S65 Uniform Investment Adviser Law Examination
    2009-11-16
  • S63 Uniform Securities Agent State Law Examination
    2000-04-26
Other Names
  • Kelly Ann Headley

View on SEC IAPD

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