Jon Lance Laroche

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2010-03-19 → 2011-03-29
  Lpl Financial Llc
  Brookfield, CA
  Beachwood, OH
  Brookfield, CT

Other Businesses

1) JON LAROCHE LLC INVESTMENT SERVICES, 03/2010, DBA ONLY, INDPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) DANBURY AREA SALVATION ARMY, 15 FOSTER ST DANBURY CT 06810, 01/2011, PROVIDE ADVICE AND STRATEGIC DIRECTION, INFLUENCE FUND RAISING, PROVIDE COMMUNITY RELATIONS SUPPORT.0 HRS DURING TRADING HOURS 3) KIWANIS INTERNATIONAL, 09/2009. I AM ACTIVE IN THE ORGANIZATION. FROM TIME TO TIME I MAY RECEIVE CHEKS MADE TO THE ORGANIZATION. 5-8 HOURS DURING TRADING HOURS 4) JON LAROCHE LLC INVESTMENT SERVICES. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING, 03/2011 6) JON LAROCHE, BROOKFIELD CT 06804, 04/2023, OWNER, RETAIL SALES, NIR, 8 HR/MO 8 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-18
• S63 Uniform Securities Agent State Law Examination
  2002-11-14