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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2017-03-25 |
| TX | RA | APPROVED | 2017-03-25 |
Branch Locations
601 W Second Street Suite 16, Roswell, NM 88201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Roswell | NM | 07/2007 | 03/2017 |
| Mml Investors Services, Llc | Roswell | NM | 03/2017 | Present |
| Massmutual Life Insurance Company | Roswell | NM | 07/2016 | Present |
(1) Independent Insurance Agent- from business address-1hrs sec, 0hrs nonsec-Dental and Group Disability Income-since 7/2015 (2) Partner-rental real estate-from Roswell, NM-0hrs involved -since 07/2010 (3) Vice President-DBA Brian H Taylor Taylor & Associates, Inc -from business address-1hrs sec, 0hrs nonsec-since 07/2010 (4) Name: 601 West, LLC Inv Rel: Y Add: 601 West Second Street Roswell NM 88201 Nature: Commercial Real Estate Position: Sole Member Start Date: 6/1/2022 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0 Duties: Structure leases, maintain property, pay taxes. This is the LLC that owns the building, my office is one of the tenants of the LLC. (5) Name: Immanuel Lutheran Church Inv Rel: Y Add: 1405 N Sycamore Ave Roswell NM 88201 Nature: Church Position: President Start Date: 01/01/2025 No Hrs/Mo: 5 No Hrs/Mo During Sec Trading: 0 Duties: Run meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-09 |
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