Stephen A Griffin

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  New York Life Insurance Company
  Tampa, FL
• 08/2007 → 05/2017
  Ordonez & Griffin Financial Group
  Sarasota, FL
• 08/2008 → Present
  Eagle Strategies Llc
  Sarasota, FL
• 05/2017 → Present
  Full Spectrum Financial Group
  Sarasota, FL

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 306 N. Rhodes Ave, Suite 110, Sarasota, FL 34237; Start Date 10/2017; Role/Title: Owner; Investment Related; 40 hours per month; 40 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FULL SPECTRUM FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SARASOTA, FL; START DATE: 05/2017]

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-11-21

Designations

• Certified Financial Planner