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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-05 |
| OH | RA | APPROVED | 2015-03-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc | Gallipolis | OH | 03/2015 | Present |
| Peoples Bank | Gallipolis | OH | 03/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Gallipolis | OH | 03/2015 | Present |
(1)Name of Business: Peoples Bank Address: 349 3rd Ave, Gallipolis, OH, 45631, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/31/2015 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Securities Sales (2)Name of Business: Peoples Investment Services Address: 349 3rd Ave, Gallipolis, OH, 45631, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/31/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-24 |
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