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Julie Bivins Riley

Raymond James & Associates, Inc.

Tavares, FL

CRD 4582884

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-04-21
  • FL RA
    APPROVED
    Since 2010-04-21

Branch Locations

531 W. Main Street, Tavares, FL 32778 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Tavares FL 04/2010 Present
Previous Registrations
  • 2008-01-01 → 2010-04-20
    Wells Fargo Clearing Services, Llc
    The Villages, FL
  • 2007-09-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Eustis, FL
    The Villages, FL
    St. Louis, MO
    Eustis, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-04
  • S66 Uniform Combined State Law Examination
    2007-09-04

View on SEC IAPD

Nearby Firms

DESTINY FAMILY OFFICE
DESTINY WEALTH PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

Brian Davis
Robert Clark
Mitchel Travis Faulkner

Nearby Offices

DESTINY FAMILY OFFICE · TAVARES, FL
DESTINY WEALTH PARTNERS, LLC · TAVARES, FL
WELLS FARGO CLEARING SERVICES, LLC · TAVARES, FL

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