Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-21 |
| AL | RA | APPROVED | 2022-11-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Decatur | AL | 01/2015 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 02/2019 | 11/2022 |
| Wells Fargo Advisors Financial Network, Llc | Decatur | AL | 11/2022 | Present |
RIVERFRONT WEALTH MANAGEMENT LLC, INV RELATED, DECATUR, AL, 4% OWNERSHIP, START 8/22/2022, 160 HOURS PER MONTH, 150 HOURS DURING TRADING, FINET PRACTICE.; SB ENDEAVORS, INC; INV. RELATED; FALKVILLE,AL; 100% OWNERSHIP; START DATE 11/10/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.; RIVERFRONT OVERRIDE HOLDINGS, LLC, INV RELATED, DECATUR, AL, 3.2% OWNERSHIP, START: 7/1/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, MERCHANT CASH AGREEMENT.; RIVERFRONT OVERRIDE PARTNERS, LLC, INV RELATED, DECATUR, AL, 4% OWNERSHIP, START: 7/1/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, MERCHANT CASH AGREEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-16 |
Reach out to this advisor