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Shanna Bearden

Morgan Stanley

Oakland, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-06
CA RA APPROVED 2013-04-05
  • TX RA
    APPROVED_RES
    Since 2018-06-06
  • CA RA
    APPROVED
    Since 2013-04-05

Branch Locations

1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Oakland CA 03/2013 Present
Morgan Stanley Private Bank, N.A. Oakland CA 03/2013 Present
  • 03/2013 → Present
    Morgan Stanley Smith Barney Llc
    Oakland, CA
  • 03/2013 → Present
    Morgan Stanley Private Bank, N.A.
    Oakland, CA
Previous Registrations
Other Businesses

1. RENTAL PROPERTY AT 8311 BRONSON STREET, HOUSTON, TX 77034 (BEGINNING 6/2005); Owner / Landlord ; During business hours : 0 ; After business hours : 0 2. *433426 - Rental property; Investment Related - Yes; Houston, TX; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2021; During Business Hours: 0; After Business Hours: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-29
  • S66 Uniform Combined State Law Examination
    2011-08-29
Other Names
  • Shanna Leigh Bearden
  • Shanna Leigh Ellis
  • Shanna Leigh Bearden
  • Shanna L Bearden

View on SEC IAPD

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