Best Investors
Account
Sign in
Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-12 |
| TX | RA | APPROVED | 2026-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Braintree | MA | 09/2014 | 08/2017 |
| Santander Bank Na | Boston | MA | 09/2017 | 08/2018 |
| Santander Securities Llc | Dorchester | MA | 09/2017 | 08/2018 |
| Axa Equitable | Charlotte | NC | 09/2018 | 04/2019 |
| Axa Advisors Llc | New York | NY | 09/2018 | 04/2019 |
| Unemployed | Charlotte | NC | 05/2019 | 12/2019 |
| Cetera Investment Advisers, Llc | Charlotte | NC | 01/2020 | 02/2023 |
| Lpl Financial, Llc | Fort Mill | SC | 03/2023 | 07/2025 |
| Blue Financial, Inc. | Charlotte | NC | 08/2025 | 01/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 02/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 02/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: N/A START DATE: 03/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-01 |
Reach out to this advisor