Gregory Philippe Guillory

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Austin	TX	12/2018	10/2023
The Northern Trust Company	Austin	TX	10/2014	12/2018
Bank Of America, Na	Austin	TX	12/2018	10/2023
Lpl Financial Llc	Austin	TX	12/2023	Present
Cadence Bank	Austin	TX	11/2023	Present

12/2018 → 10/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX
10/2014 → 12/2018

The Northern Trust Company

Austin, TX
12/2018 → 10/2023

Bank Of America, Na

Austin, TX
12/2023 → Present

Lpl Financial Llc

Austin, TX
11/2023 → Present

Cadence Bank

Austin, TX

2019-04-12 → 2023-10-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX
2002-11-28 → 2003-10-15

Ubs Financial Services Inc.

Dallas, TX

1) 12/14/2023 - Cadence Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-11