Michael S Orans

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-12-12
NY	RA	APPROVED	2024-12-11

CT RA
APPROVED

Since 2024-12-12
NY RA
APPROVED

Since 2024-12-11

Branch Locations

Darien, CT • United States

151 W 42Nd St, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	New York	NY	02/2012	09/2024
Lpl Financial Llc	New York	NY	12/2024	Present
Bmo Harris Bank	New York	NY	10/2024	Present

02/2012 → 09/2024

Citigroup

New York, NY
12/2024 → Present

Lpl Financial Llc

New York, NY
10/2024 → Present

Bmo Harris Bank

New York, NY

Previous Registrations

2012-05-08 → 2024-09-13

Citigroup Global Markets Inc.

New York, NY

Darien, CT

Other Businesses

1 - 11/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 11/2024 - BMO Harris Bank - Financial Institution Duty - Inv Related - 160 Hours/Month - 8 Hours During Trading - NY 10036 - OBA Start Date: 12/02/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-07
S63	Uniform Securities Agent State Law Examination	2003-07-02

S66 Uniform Combined State Law Examination

2012-05-07
S63 Uniform Securities Agent State Law Examination

2003-07-02

Other Names

Michael Scott Orans
Michael Orans

View on SEC IAPD