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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-20 |
| IL | RA | APPROVED | 2019-03-29 |
Branch Locations
1343 Main Street, Suite 402, Sarasota, FL 34236 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Insurance Services, Inc. | Elgin | IL | 05/2008 | 03/2017 |
| 1St Global Advisors, Inc. | Elgin | IL | 02/2010 | 03/2017 |
| 1St Global Capital Corp | Elgin | IL | 04/2012 | 03/2017 |
| Mueller Financial Services, Inc. | Elgin | IL | 04/2012 | Present |
| Mueller & Co. | Elgin | IL | 04/2012 | Present |
| Lpl Financial,Llc | Elgin | IL | 03/2017 | Present |
| Independent Financial Partners | Elgin | IL | 03/2017 | 03/2019 |
| Iht Wealth Management Llc | Elgin | IL | 03/2019 | Present |
1. 3/30/2017 - MUELLER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start: 3/1/2017 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 3/30/2017 - MUELLER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - start: 1/1/2013 - 5 Hours Per Month/1 Hours During Securities Trading. 3). 03/25/2025 - Mueller Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 120 Hrs/Mth - 80 Hrs During Trading. - Start date: 03/19/2025 3. 4/6/2017 - MUELLER FINANCIAL SERVICES - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start 3/1/2017 - IAR - 160 Hours Per Month/40 Hours During Securities Trading - Time spent 100%. 4. 4/10/2019 - IHT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/29/2019 - 120 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through IHT WEALTH MANAGEMENT, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/25/2025 - Mueller Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date: 03/19/2025 - 120 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-07 |
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