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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-20
IL RA APPROVED 2019-03-29
  • FL RA
    APPROVED
    Since 2021-01-20
  • IL RA
    APPROVED
    Since 2019-03-29

Branch Locations

1343 Main Street, Suite 402, Sarasota, FL 34236 • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Insurance Services, Inc. Elgin IL 05/2008 03/2017
1St Global Advisors, Inc. Elgin IL 02/2010 03/2017
1St Global Capital Corp Elgin IL 04/2012 03/2017
Mueller Financial Services, Inc. Elgin IL 04/2012 Present
Mueller & Co. Elgin IL 04/2012 Present
Lpl Financial,Llc Elgin IL 03/2017 Present
Independent Financial Partners Elgin IL 03/2017 03/2019
Iht Wealth Management Llc Elgin IL 03/2019 Present
  • 05/2008 → 03/2017
    1St Global Insurance Services, Inc.
    Elgin, IL
  • 02/2010 → 03/2017
    1St Global Advisors, Inc.
    Elgin, IL
  • 04/2012 → 03/2017
    1St Global Capital Corp
    Elgin, IL
  • 04/2012 → Present
    Mueller Financial Services, Inc.
    Elgin, IL
  • 04/2012 → Present
    Mueller & Co.
    Elgin, IL
  • 03/2017 → Present
    Lpl Financial,Llc
    Elgin, IL
  • 03/2017 → 03/2019
    Elgin, IL
  • 03/2019 → Present
    Elgin, IL
Previous Registrations
  • 2017-03-30 → 2019-04-04
    Elgin, IL
  • 2010-02-22 → 2017-03-30
    1St Global Advisors Inc
    Elgin, IL
    Elgin, IL
  • 2013-05-21 → 2017-03-28
    Mueller Financial Services, Inc.
    Elgin, IL
Other Businesses

1. 3/30/2017 - MUELLER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start: 3/1/2017 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 3/30/2017 - MUELLER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - start: 1/1/2013 - 5 Hours Per Month/1 Hours During Securities Trading. 3). 03/25/2025 - Mueller Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 120 Hrs/Mth - 80 Hrs During Trading. - Start date: 03/19/2025 3. 4/6/2017 - MUELLER FINANCIAL SERVICES - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start 3/1/2017 - IAR - 160 Hours Per Month/40 Hours During Securities Trading - Time spent 100%. 4. 4/10/2019 - IHT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/29/2019 - 120 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through IHT WEALTH MANAGEMENT, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/25/2025 - Mueller Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date: 03/19/2025 - 120 Hours Per Month/80 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-23
S63 Uniform Securities Agent State Law Examination 2007-11-07
  • S66 Uniform Combined State Law Examination
    2009-11-23
  • S63 Uniform Securities Agent State Law Examination
    2007-11-07
Designations
Other Names
  • Susan Marie Wojciechowski
  • Sue Garbarino

View on SEC IAPD

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