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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-02-01
TX RA APPROVED_RES 2019-01-31
  • CT RA
    APPROVED
    Since 2019-02-01
  • TX RA
    APPROVED_RES
    Since 2019-01-31

Branch Locations

1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenwich CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenwich CT 11/2016 01/2019
Wells Fargo Advisors Financial Network, Llc Old Greenwich CT 01/2019 Present
Previous Registrations
Other Businesses

CUTLER ANDREWS CAPITAL MANAGEMENT, LLC, INVT RELATED, OLD GREENWICH, CT, 44% OWNERSHIP, START 2/1/2019, 200 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.| JMJB CAPITAL PARTNERS, INVT RELATED, STAMFORD, CT, 100% OWNERSHIP, START 2/1/2019, 200 HRS PER MONTH, 8 HRS DURING TRADING, FOR FINET PRACTICE.;| TRUSTEE FOR JMJB CAPITAL PARTNERS INC 401K, INV RELATED, STAMFORD, CT, START 12/15/2019, 1 HR/MONTH, 0 DURING TRADING, FINET PRACTICE 401K.| MERRITT POINT WEALTH ADVISORS LLC, INV RELATED, OLD GREENWICH, CT, 33% OWNERSHIP, START 11/1/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, BUSINESS ADMIN FOR PRACTICE.| MPF HOLDINGS LLC, INV RELATED, OLD GREENWICH, CT, 44% OWNERSHIP, START 3/15/2023, 0 HRS PER MONTH AND DURING TRADING, FINET PRACTICE.| MPWA LLC, INV REALTED, OLD GREENWICH, CT, 42% OWNERSHIP, START 3/15/2023, 0 HRS PER MONTH AND DURING TRADING, FINET PRACTICE.| MPWP LLC, INV RELATED, OLD GREENWICH, CT, 38.94% OWNERSHIP, START 3/24/2025, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| MERRITT POINT GROWTH PARTNERS, LLC; INV RELATED; OLD GREENWICH, CT; 22.77% OWNERSHIP; START: 12/13/2024; 2 HOURS A MONTH; 0 HOURS DURING TRADING; MERCHANT SPV.| RENTAL PROPERTY - MATTAKESETT; INV RELATED; EDGARTOWN, MA; RENTAL;100% OWNERSHIP; START DATE: 10/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-26
  • S66 Uniform Combined State Law Examination
    2002-11-26

View on SEC IAPD

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