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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-27 |
Branch Locations
60 Mall Road Suite 102, Burlington, MA 01803 • United States
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Waltham | MA | 08/2002 | 10/2025 |
| Harding Financial And Insurance | Woburn | MA | 08/2006 | Present |
| Eagle Strategies Llc | Waltham | MA | 04/2007 | 10/2025 |
| Nylife Securities Llc | Waltham | MA | 09/2002 | 10/2025 |
| Diversify Advisory Services, Llc | Sandy | UT | 10/2025 | Present |
| Dfpg Investments, Llc | Sandy | UT | 10/2025 | Present |
Fixed Insurance; appointed with various outside insurance carriers for the purpose of selling non-registered insurance products; investment related; insurance broker; start date 06/2006 Maine Huts & Trails; Board Member. It is a non-profit organization that maintains hiking, skiing and biking trails and huts in the western Maine mountains; 496C Main St. Kingfield, ME 04947; Start Date 06/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; oversees the operations, vision and finances to continue to keep the organization thriving for years to come. MDRT- Top of The Table Committee; I will be the Chair for the Practice Management Committee of Top of the Table division of MDRT; 325 West Touhy Ave, Park Ridge, IL 60068; Start Date 06/2024; Role/Title: Volunteer; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; insights into best practices and resources for practice management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-20 |
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