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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-27
  • MA RA
    APPROVED
    Since 2025-10-27

Branch Locations

60 Mall Road Suite 102, Burlington, MA 01803 • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Waltham MA 08/2002 10/2025
Harding Financial And Insurance Woburn MA 08/2006 Present
Eagle Strategies Llc Waltham MA 04/2007 10/2025
Nylife Securities Llc Waltham MA 09/2002 10/2025
Diversify Advisory Services, Llc Sandy UT 10/2025 Present
Dfpg Investments, Llc Sandy UT 10/2025 Present
  • 08/2002 → 10/2025
    New York Life Insurance Company
    Waltham, MA
  • 08/2006 → Present
    Harding Financial And Insurance
    Woburn, MA
  • 04/2007 → 10/2025
    Waltham, MA
  • 09/2002 → 10/2025
    Nylife Securities Llc
    Waltham, MA
  • 10/2025 → Present
    Sandy, UT
  • 10/2025 → Present
    Dfpg Investments, Llc
    Sandy, UT
Previous Registrations
Other Businesses

Fixed Insurance; appointed with various outside insurance carriers for the purpose of selling non-registered insurance products; investment related; insurance broker; start date 06/2006 Maine Huts & Trails; Board Member. It is a non-profit organization that maintains hiking, skiing and biking trails and huts in the western Maine mountains; 496C Main St. Kingfield, ME 04947; Start Date 06/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; oversees the operations, vision and finances to continue to keep the organization thriving for years to come. MDRT- Top of The Table Committee; I will be the Chair for the Practice Management Committee of Top of the Table division of MDRT; 325 West Touhy Ave, Park Ridge, IL 60068; Start Date 06/2024; Role/Title: Volunteer; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; insights into best practices and resources for practice management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-26
S63 Uniform Securities Agent State Law Examination 2002-09-20
  • S65 Uniform Investment Adviser Law Examination
    2007-03-26
  • S63 Uniform Securities Agent State Law Examination
    2002-09-20
Designations

View on SEC IAPD

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