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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-07-01 |
| NH | RA | APPROVED | 2026-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northfield Savings Bank | Barre | VT | 09/2004 | 06/2026 |
| Infinex Investments, Inc. | Barre | VT | 10/2011 | 06/2026 |
| Lpl Financial | Charlestown | NH | 06/2026 | Present |
1. 06/2026 - Picnic Loop Development - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Burlington, VT, 05401 – OBA Start Date: 06/12/2026 2. 06/2026 - Seizan Capital LLC - Business Owner - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Burlington, VT, 05401 – OBA Start Date: 10/01/2019 3. 06/2026 - Green Mountain Ice LLC - Business Owner - Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – East Montpelier, VT, 05651 – OBA Start Date: 11/01/2020 4. 06/2026 - Hungerford Commons LLC - Real Estate Rental - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Burlington, VT, 05401 – OBA Start Date: 05/17/2021 5. 06/2026 - SC Packard LLC - Real Estate Rental - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Burlington, VT, 05401 – OBA Start Date: 01/15/2023 6. 06/2026 - Green Mountain Waterproofing LLC - Business Owner - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Burlington, VT, 05401 – OBA Start Date: 03/01/2023 7. 06/2026 - Seizan Capital College Street LLC - Real Estate Rental - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Burlington, VT, 05401 – OBA Start Date: 06/30/2023 8. 06/2026 - Green Mountain Financial Services LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/26/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-09 |
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