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Kathy T Bickhaus

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Flower Mound, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-01-12
  • TX RA
    APPROVED
    Since 2005-01-12

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

4281 Esplanade Pl, Flower Mound, TX 75028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 02/2004 Present
Bank Of America, N.A. Flower Mound TX 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 2004-11-04
  • S65 Uniform Investment Adviser Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    2004-11-04
Other Names
  • Kathy Lynn Thomas
  • Kathy Thomas Bickhaus

View on SEC IAPD

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