Stephen S Koh

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-07-27
KS	RA	APPROVED	2026-02-03
WI	RA	APPROVED	2026-01-21
CO	RA	APPROVED	2024-11-21
HI	RA	APPROVED	2024-10-25
CT	RA	APPROVED	2024-10-01
MI	RA	APPROVED	2024-08-28
MO	RA	APPROVED	2024-08-19
UT	RA	APPROVED	2024-02-20
GA	RA	APPROVED	2023-11-13
OH	RA	APPROVED	2023-06-05
NC	RA	APPROVED	2023-03-16
MD	RA	APPROVED	2023-03-10
AZ	RA	APPROVED	2022-03-15
NJ	RA	APPROVED	2022-03-03
NY	RA	APPROVED	2022-03-03
VA	RA	APPROVED	2022-03-02
FL	RA	APPROVED	2022-02-16
IL	RA	APPROVED	2022-01-06
SC	RA	APPROVED	2022-01-06
CA	RA	APPROVED	2022-01-05
TX	RA	APPROVED_RES	2022-01-04

OR RA
APPROVED

Since 2026-07-27
KS RA
APPROVED

Since 2026-02-03
WI RA
APPROVED

Since 2026-01-21
CO RA
APPROVED

Since 2024-11-21
HI RA
APPROVED

Since 2024-10-25
CT RA
APPROVED

Since 2024-10-01
MI RA
APPROVED

Since 2024-08-28
MO RA
APPROVED

Since 2024-08-19
UT RA
APPROVED

Since 2024-02-20
GA RA
APPROVED

Since 2023-11-13
OH RA
APPROVED

Since 2023-06-05
NC RA
APPROVED

Since 2023-03-16
MD RA
APPROVED

Since 2023-03-10
AZ RA
APPROVED

Since 2022-03-15
NJ RA
APPROVED

Since 2022-03-03
NY RA
APPROVED

Since 2022-03-03
VA RA
APPROVED

Since 2022-03-02
FL RA
APPROVED

Since 2022-02-16
IL RA
APPROVED

Since 2022-01-06
SC RA
APPROVED

Since 2022-01-06
CA RA
APPROVED

Since 2022-01-05
TX RA
APPROVED_RES

Since 2022-01-04

Branch Locations

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services	Los Angeles	CA	07/2015	12/2021
Mass Mutual Life Insurance Company	Los Angeles	CA	04/2015	12/2021
Park Avenue Securities	San Diego	CA	01/2022	05/2023
Guardian Life Insurance	San Diego	CA	01/2022	05/2023
Guardian Life Insurance Company	San Ramon	CA	05/2023	07/2026
Park Avenue Securities	San Ramon	CA	05/2023	07/2026
Guardian Life Insurance Company	San Diego	CA	08/2026	Present
Park Avenue Securitie	San Diego	CA	08/2026	Present

07/2015 → 12/2021

Mml Investors Services

Los Angeles, CA
04/2015 → 12/2021

Mass Mutual Life Insurance Company

Los Angeles, CA
01/2022 → 05/2023

Park Avenue Securities

San Diego, CA
01/2022 → 05/2023

Guardian Life Insurance

San Diego, CA
05/2023 → 07/2026

Guardian Life Insurance Company

San Ramon, CA
05/2023 → 07/2026

Park Avenue Securities

San Ramon, CA
08/2026 → Present

Guardian Life Insurance Company

San Diego, CA
08/2026 → Present

Park Avenue Securitie

San Diego, CA

Previous Registrations

2016-01-05 → 2022-01-06

Mml Investors Services, Llc

Chicago, IL

Los Angeles, CA

Fremont, CA

Other Businesses

1. Sports Official: Independent Contractor, Start Date: 11/01/2011, Address: 889 Date St, Unit 401 San Diego CA 92101, 8 hours per month will be spend on this Outside Business Activity, 0 hours per month during normal securities trading hours , Not Investment Related, 2) Insurance Outside of Guardian, Start Date: 09/23/2025, Address: 5280 Carroll Canyon Rd, Suite 300 San Diego, CA 92121, 1 total hour per month; 1 during securities trading hours, Investment Related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-03
S63	Uniform Securities Agent State Law Examination	2002-10-17

S66 Uniform Combined State Law Examination

2015-12-03
S63 Uniform Securities Agent State Law Examination

2002-10-17

Other Names

Stephen Soonwon Koh
Steve Koh

View on SEC IAPD