James Mclaughlin Knall

Current Employers

Employment History

• 04/2005 → 02/2023
  Stifel Nicolaus & Co., Inc.
  Indianapolis, IN
• 02/2023 → Present
  Sapient Capital Llc
  Indianapolis, IN

Previous Registrations

• 2005-04-05 → 2023-03-17
  Stifel, Nicolaus & Company, Incorporated
  Indianapolis, IN
  Indianapolis, IN
  Coral Gables, FL
  Miami Beach, FL
• 2007-12-21 → 2008-12-23
  Knall/Cohen Investments, Llc
  Indianapolis, IN
• 2004-03-01 → 2005-04-18
  Keybanc Capital Markets Inc.
  Indianapolis, IN

Other Businesses

1. ROSE PARTNERS LLC;MEMBER;NO COMPENSATION;NO HOURS 2. SPLIT HOLDING LLC; MEMBER; INVESTOR; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS. 3. MMJ PARTNERS; 30% MEMBER AND INVESTOR; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS. 4. 8888 HOLDINGS LLC; PLANE HOUR PURCHASEE; WRITE CHECKS AND MANAGE MONEY; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS. 5. ABGW PARTNERS; 600 EAST 96TH STREET INDIANAOPLIS IN 46240; INVESTMENT ENTITY; MEMBER INVESTOR; AFFILIATION STARTED 05/28/2015; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED. 6. TV PARTNERS LLC; 600 E. 96TH STREET #575 INDIANAPOLIS IN 46240; INVESTMENT ENTITY; MEMBER/INVESTOR; AFFILIATION STARTED 07/14/2015; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; INVESTMENT RELATED. 7. SAHARA 23 LLC; 412 N. Main Street #100 Buffalo WY 82834; Investment Entity; Member; Member/Investor; affiliation started 11/05/2015; 1 hour per year; not during securities trading hours; not investment-related. 8. ARGYLE LLC; 600 E. 96TH STREET #575 INDIANAPOLIS IN 46240; FAMILY LIMITED PARTNERSHIP FORMED FOR TAX PLANNING AND INVESTMENTS; MEMBER; AFFILIATION STARTED 11/03/2003; 1 HOUR PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 9. WJ Holdings LLC; 600 E 96th St Ste 575 Indianapolis IN 46240; Investments; wire funds for investing/capital calls; member; oversees investment administration; affiliation started 12/05/2016; 1.0 hours per month; not during securities trading hours; not investment-related. 10. Mica Partners LLC; 600 E 96th St Ste 575 Indianapolis IN 46240; Investments; Member and CEO; CEO- authorized to sign and execute all transactions; affiliation started 05/23/2017; 2.0 hours per year; not during securities trading hours; not investment-related. 11.BYM LLC; 600 E 96th St Ste 575 Indianapolis IN 46240; investing; CEO; transact/sign all business on behalf of the LLC; 9/6/17; 1.0 hour per year; not during securities trading hours; Investment Related. 12.On the Roof LLC; 600 E 96th St, Ste 575, Indianapolis IN 46240; Investments of securities and real estate; Member/Investor; 10/26/2017; 1 hour per quarter; not during securities trading hours; investment related. 13. He'Brews, LLC; 600 E.96th Street #150 Indianapolis IN 46240; 3 member LLC; member and investor; 02/28/2013; 1.00 Hour(s) Per Year; not during securities trading hours; Investment-Related 14. RINCON LLC; Member family limited partnership 15. Park Tudor Trust;7456 N College Ave Indianapolis IN 46240;Trust for private school; Investment Committee Member; Consult on investments; 8/30/19; 2 hr/qtr; not during securities trading hours; not investment related. 16. Kimora LLC;7440 N. Illinois St Indianapolis IN 46260;making investments in real estate, private equity, direct investments, and hedge funds for the benefit of the members of the LLC; Managing member; authorize investments and all activity on the LLC;8/27/19; 1 hr/wk; not during securities trading hours; investment related. 17. WKJK LLC; 802 W Dilido DR, Miami Beach, FL 33139; Investment Vehicle; Managing Member; Oversee Investments; 09/08/2020; 1 Hour per Year; Not During Securities Trading Hours; Investment-Related. 18. Endeavour Miami Inc; 396 Alhambra Circle Ste 202, Non-Profit; Board Member; Consultant; 01/01/2021; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 19. Athena Nautical Holdings LLC; 100 S Biscayne Blvd Ste 800, Miami, FL 33131; Property and other investments separately segregated from the sole member; Manager of sole member; Review investing opportunities; 06/23/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.

Exams

• S66 Uniform Combined State Law Examination
  2004-02-25