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Sean Paul Daley

Ubs Financial Services Inc.

Stuart, FL

Palm City, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-07-17
TX RA APPROVED 2012-07-16
  • FL RA
    APPROVED
    Since 2012-07-17
  • TX RA
    APPROVED
    Since 2012-07-16

Branch Locations

712 South East Ocean Blvd. Ground Floor, Stuart, FL 34994 • United States

Palm City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Stuart FL 07/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-08-01
    Morgan Stanley
    Stuart, FL
    Stuart, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Stuart, FL
  • 2002-10-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Stuart, FL
    Stuart, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-21
  • S66 Uniform Combined State Law Examination
    2002-10-21

View on SEC IAPD

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Other Offices

DUNN CAPITAL MANAGEMENT · STUART, FL
RAYMOND JAMES & ASSOCIATES, INC. · STUART, FL
JANNEY MONTGOMERY SCOTT LLC · STUART, FL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · STUART, FL
DAYMARK WEALTH PARTNERS, LLC · STUART, FL
SPECTRA INVESTMENT MANAGEMENT, LLC · STUART, FL
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