Brian Harold Schmucker

Employer firm

Rivernorth Capital Management, LLC CRD 122020

$6.17B regulatory AUM

Reported services (Item 5G)

Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Rivernorth Capital Management, Llc

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2001-01-26

IL RA
APPROVED

Since 2001-01-26

Branch Locations

325 N Lasalle Suite 645, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rivernorth Capital Management, Llc	Chicago	IL	08/2000	Present

08/2000 → Present

Rivernorth Capital Management, Llc

Chicago, IL

Other Businesses

RIVERNORTH CAPITAL MANAGEMENT, LLC;INVESTMENT RELATED;325 N. LASALLE ST., SUITE 645, CHICAGO, IL 60654;REGISTERED INVESTMENT ADVISOR;PRESIDENT;8/2000;160 HRS/MONTH;6.5 HRS DURING TRADING;OVERSEE RIA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-20

S65 Uniform Investment Adviser Law Examination

2000-11-20

View on SEC IAPD

Employer firm

Current Employers

Rivernorth Capital Management, Llc

Disclosures

Employment History

Other Businesses

Exams

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