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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-17 |
| CA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2022-07-13 |
Branch Locations
2591 Dallas Pkwy Suite 300 Office 50, Frisco, TX 75034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Plano | TX | 03/2002 | Present |
| Rental Property | Houston | TX | 08/2005 | 11/2016 |
| Cmg & Associates | Torrance | CA | 09/2011 | 11/2016 |
| Transamerica Financial Advisors | Plano | TX | 01/2012 | Present |
| Gvz & Associates | Valencia | CA | 10/2014 | Present |
| Debtmerica Relief | Santa Ana | CA | 04/2017 | 03/2022 |
| Dc Capital Partners Inc. | Las Vegas | NV | 12/2016 | Present |
| Student Optimum Services | Glendale | CA | 02/2021 | Present |
| Lspn Pro, Llc | Lindon | UT | 08/2021 | Present |
| Revolution Financial Management | Plano | TX | 01/2023 | Present |
| Prosperity Financial Inc. | Rockwall | TX | 09/2024 | Present |
| Inheritguard, Llc | Sheridan | WY | 09/2025 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Revolution Financial Management | 01/2023 | marketing | Plano TX | co-brand company | yes investment related LSPN Pro, LLC / 0821-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Referral Partner / Prof. Estate Planning / Hrs. Work Monthly: 5 / Sec Trading Hrs.: 1 / Referrals Student Optimum Services / 0221-Present / Investment Related: No / 3455 Ocean View Blvd. Ste. 101 Glendale, CA 91208 / Referral Partner / Debt negotiation / Hrs Work Monthly: 2 / Sec Trading Hrs: 0 / Referring clients with student loan debt as needed. GVZ & ASSOCIATES, 27772 AVE SCOTT, VALENCIA, CA, PARTNER/OFFICE MANAGEMENT, START 10/2014, NOT INV-REL, 1 HR/WK DC CAPITAL PARTNERS, INC/NOT INVESTMENT RELATED/SECRETARY/12.6.2016/2477 VALLARTA CIRCLE, LAS VEGAS, NV 89121/THIS CORPORATION WAS FORMED TO SEPARATE OUR PERSONAL AND BUSINESS FINANCES. IT DOES NOT ENGAGE IN THE SALES, MARKETING, OR DISTRIBUTION OF ANY PRODUCT OR SERVICE./SEPARATE BUSINESS INCOME AND EXPENSES FROM PERSONAL FINANCES./HOURS.MONTH: 5/HOURS DURING SECURITIES TRADING HOURS: 1 PROSPERITY FINANCIAL INC. POSITION: President NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/27/2024 ADDRESS: 1905 BROKEN LANCE LN, ROCKWALL TX 75032, United States DESCRIPTION: This is a pass through entity for accounting purposes for my WFG Business INHERITGUARD, LLC POSITION: Agent NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/29/2025 ADDRESS: 30 N Gould Street, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-05 |
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