Robert Frank Regenfuss

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → Present
  Transamerica Retirement Management
  St Paul, MN
• 01/2014 → Present
  Transamerica Investors Securities Corporation
  St. Paul, MN

Previous Registrations

• 2007-07-05 → 2013-12-31
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  St. Paul, MN

Other Businesses

The name of the LLC Regenfuss Renovations. I suspect according to the U4 definition of terms, this would be an investment related business. I am looking into flipping real estate property. The address of the business would be my home address - 7155 74th St. Ct. S., Cottage Grove, MN 55016. The nature of the business in real estate. I would be a co-owner, as a partner and I will be doing this together. Estimated start date is January 2018. I suspect I will be devoting 0-40 hours on weekends each month until project completions. My duties will be project coordination and general labor.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-27
• S63 Uniform Securities Agent State Law Examination
  2002-10-04