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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-06-26 |
Branch Locations
300 5Th Avenue Ste 6010, Waltham, MA 02451 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life & Casuality | Waltham | MA | 07/1999 | Present |
| Bankers Life Securities, Inc | Waltham | MA | 01/2016 | Present |
NAPA CUSTOM CRUSH LLC DBA THE CAVES AT SODA CANYON; 1351 WESTWOOD BLVD, LOS ANGELES, CA 90024; EQUITY OWNER; WINERY; START-11/2009. NAPA CUSTOM CRUSH LLC D/B/A THE CAVES AT SODA CANYON POSITION: OWNERSHIP GROUP MEMBER NATURE: WINE PRODUCTION INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 11/01/2009 ADDRESS: 1351 WESTWOOD BLVD, SUITE 122, LOS ANGELES CA 90024 DESCRIPTION: OWNERSHIP IN VINEYARD & WINERY.Ã, BANKERS LIFE POSITION: BRANCH MANAGER NATURE: INSURANCE AND ANNUITY AGENT INVESTMENT RELATED: NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 100 START DATE: 06/17/1999 ADDRESS: 300 5TH AVE, SUITE 6010, WALTHAM, MA 02451; DESCRIPTION: SALES OF INSURANCE AND FIXED/INDEXED ANNUITY PRODUCTSÂ
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-12 |
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