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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-06-26
  • MA RA
    APPROVED
    Since 2017-06-26

Branch Locations

300 5Th Avenue Ste 6010, Waltham, MA 02451 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casuality Waltham MA 07/1999 Present
Bankers Life Securities, Inc Waltham MA 01/2016 Present
  • 07/1999 → Present
    Bankers Life & Casuality
    Waltham, MA
  • 01/2016 → Present
    Bankers Life Securities, Inc
    Waltham, MA
Previous Registrations
  • 2012-01-24 → 2016-02-04
    Concourse Financial Group Securities, Inc.
    Farmington, CT
    Waltham, MA
  • 2005-10-24 → 2010-05-28
    Uvest Financial Services Group, Inc.
    Farmington, CT
    Chicago, IL
    Concord, NH
Other Businesses

NAPA CUSTOM CRUSH LLC DBA THE CAVES AT SODA CANYON; 1351 WESTWOOD BLVD, LOS ANGELES, CA 90024; EQUITY OWNER; WINERY; START-11/2009. NAPA CUSTOM CRUSH LLC D/B/A THE CAVES AT SODA CANYON POSITION: OWNERSHIP GROUP MEMBER NATURE: WINE PRODUCTION INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 11/01/2009 ADDRESS: 1351 WESTWOOD BLVD, SUITE 122, LOS ANGELES CA 90024 DESCRIPTION: OWNERSHIP IN VINEYARD & WINERY.Ã, BANKERS LIFE POSITION: BRANCH MANAGER NATURE: INSURANCE AND ANNUITY AGENT INVESTMENT RELATED: NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 100 START DATE: 06/17/1999 ADDRESS: 300 5TH AVE, SUITE 6010, WALTHAM, MA 02451; DESCRIPTION: SALES OF INSURANCE AND FIXED/INDEXED ANNUITY PRODUCTSÂ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-19
S63 Uniform Securities Agent State Law Examination 2002-09-12
  • S65 Uniform Investment Adviser Law Examination
    2005-10-19
  • S63 Uniform Securities Agent State Law Examination
    2002-09-12

View on SEC IAPD

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