Mark Jerome Allen

Current Employers

Employment History

• 07/2005 → 03/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 07/2005 → Present
  Allen Capital Group, Llc
  Grand Island, NE

Previous Registrations

• 2002-10-22 → 2005-08-02
  Ameriprise Financial Services, Llc
  Grand Island, NE

Other Businesses

1. Riverside Golf Club. Not investment Related. 2820 Riverside Drive, Grand Island, NE 68801. 3 hours per month devoted to this outside business, not during trading hours. Director. 2. INSURANCE AGENT. Not investment related. 18 Corporate Woods Blvd, Albany NY. Insurance. Agent. Start 7/2006. 3. STUHR MUSEUM OF THE PRAIRIE PIONEER, NON-INVESTMENT RELATED, 3133 W. HWY 34 GRAND ISLAND NE 68801. HISTORICAL MUSEUM, OPERATING BOARD TRUSTEE JANUARY 2014, 2 HOURS MONTH, POLICY MAKING AUTHORITY IN THE CONDUCT OF THE OPERATION OF THE MUSEUM. 4. VERITAS PROFESSIONAL GROUP, LLC, 3032 W STOLLEY PARK RD, GRAND ISLAND, NE 68861. NOT INVESTMENT RELATED, 9/2015-PRESENT, MEMBER/DIRECTOR OF ACCOUNTING FIRM, 5 HRS/MONTH DURING TRADING. 5.GRAND ISLAND CHAMBER OF COMMERCE; NOT INVESTMENT RELATED; 390 W 2ND ST GRAND ISLAND, NE 68801; LOCAL CHAMBER OF COMMERCE; BOARD MEMBER; 01/2017; 2 HOURS/MONTH; 2 HOURS/MONTH DURING TRADING HOURS; ESTABLISHING THE DIRECTION AND DEVELOPING THE STRATEGIC PLAN FOR THE GRAND ISLAND CHAMBER OF COMMERCE 6. KEYSTONE PROPERTIES, LLC; NOT INVESTMENT RELATED; 3032 W STOLLEY PARK RD GRAND ISLAND, NE 68801; REAL ESTATE HOLDING COMPANY; MANAGING MEMBER; 2/2017; 10 HOURS/MONTH; 0 HOURS DURING SECURITIES HOURS; MANAGING MEMBER, REAL ESTATE HOLDING COMPANY FOR RENTAL REAL ESTATE 7. Kenmare Owners Association-Not investment related-2712 Pioneer Blvd, Grand Island, NE 68801-Homeowners Association-Director-9/1/2018-.25 hrs/mth-0 during trading hrs-Board of directors for the homeowners association. 8. ACG Solutions, Inc.-Not investment related-3032 W. Stolley Park Rd, Grand Island, NE-68801-Marketing & client relations for RIA firm, Allen Capital Group, LLC-President-1/2019--Management of staff, review of financial statements. 9. ACG Tax Co-Owner; c; Is the business investment related: No; Location of the business: 3540 Prairieview Street, Ste 200 Grand Island Nebraska 68803 US; Description of the business: Accounting firm.; Responsibilities Duties: Overall operations of the accounting firm.; Start date with business: 2023-11-13; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; 10. Mark Allen is a Board Member and on the Finance Committee at College Park at Grand Island. College Park strives to increase the quality of life throughout our region by providing a unique center for education, arts, and entertainment. We seek to impact the future by enhancing collaboration with current and potential partners who provide relevant and affordable post-secondary education, personal enrichment, and life-long learning opportunities. His responsibilities are to ensure proper oversight and enable the organization to make consistent progress toward its mission. Start date with business: 2023-07-28; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams

• S66 Uniform Combined State Law Examination
  2002-10-15

Designations