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Robert Joseph Ostapower

Networth Financial Services, LLC

Johns Creek, GA

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Current Employers
Networth Financial Services, Llc

11255 Parsons Road Suite 200, Johns Creek, GA 30097 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-11-21
  • GA RA
    APPROVED
    Since 2016-11-21

Branch Locations

11255 Parsons Road Suite 200, Johns Creek, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Johns Creek GA 02/2012 Present
Networth Financial Services Llc Johns Creek GA 09/2016 Present
Previous Registrations
  • 2012-02-22 → 2019-08-19
    Johns Creek, GA
    Johns Creek, GA
  • 2008-01-22 → 2012-01-24
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2005-12-14 → 2007-11-28
    Kestra Investment Services, Llc
    Roswell, GA
    Atlanta, GA
  • 2004-09-27 → 2005-12-17
    1717 Capital Management Company
    Atlanta , GA
Other Businesses

(1) 03/16/2012: Johns Creek Wealth Management, LLC - DBA for Insurance and LPL Business (entity for LPL business) - Investment and Non-investment Related - At Reported Business Location(s) - Basic Tax Prep (2) 03/16/2012: Johns Creek Wealth Management, LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - 50% Time Spent - Basic Tax Preperation (3) 10/22/2012: North Pointe Tax Services Inc. - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - 25% Time Spent - Basic tax preparation, bookkeeping (4) 02/25/2015: No Business Name - Real Estate Rental - Investment Related - 2 Grey Widgeon Hilton Head Island SC 29928 - Start 03/15/2013 - 2 Hr/Mo; 0 Hour(s) During Securities Trading - Own a beach house . It is rented at various times during the year. (5) 12/9/2016: NetWorth Financial Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/27/2016 - 20 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Networth Financial Services, LLC, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-17
S63 Uniform Securities Agent State Law Examination 2002-10-09
  • S65 Uniform Investment Adviser Law Examination
    2004-08-17
  • S63 Uniform Securities Agent State Law Examination
    2002-10-09
Designations
Other Names
  • Bob Joseph Ostapower
  • Robert Joseph Ostapower

View on SEC IAPD

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