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Stephen George Coburn

Ameriprise Financial Services, LLC

Leawood, KS

Lake Winnebago, MO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2010-08-06
MO RA APPROVED 2010-08-05
TX RA APPROVED_RES 2010-08-02
  • KS RA
    APPROVED
    Since 2010-08-06
  • MO RA
    APPROVED
    Since 2010-08-05
  • TX RA
    APPROVED_RES
    Since 2010-08-02

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Lake Winnebago, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 11/2009 03/2020
Ameriprise Financial Services, Llc Leawood KS 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-24
S63 Uniform Securities Agent State Law Examination 2003-04-16
  • S66 Uniform Combined State Law Examination
    2007-08-24
  • S63 Uniform Securities Agent State Law Examination
    2003-04-16
Other Names
  • Stephen G Coburn

View on SEC IAPD

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