David Ernest Escobar

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 08/2023
  Ubs Financial Services Inc
  Pasadena, CA
• 08/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Burkwood, CA

Previous Registrations

• 2008-11-18 → 2023-09-11
  Ubs Financial Services Inc.
  Pasadena, CA
• 2007-04-02 → 2008-11-19
  Morgan Stanley & Co. Llc
  Burbank, CA
• 2003-01-28 → 2007-04-02
  Morgan Stanley Dw Inc.
  Burbank, CA
  Burbank, CA

Other Businesses

Treasury Oversight Review Committee (TORC) - City of Burbank / 275 E. Olive Avenue, Burbank, California 91510 / United States / https://www.burbankca.gov/departments/city-treasurer-s-office / Governmental Entity / I will be part of an oversight committee for the City of Burbank's Fixed Income portfolio. I will not have any business interactions with the City. My role is to be a sounding board for the City Treasurer a couple times a year to review Investment Policy Statement, portfolio, and discuss market environment. / Member of a committee with management / supervisor functions / To be on a committee as a sounding board to the City Treasurer / Start Date 11/5/2019 ESCO THREE INC, NOT INV RELATED, COTO DE CAZA, CA, 100% OWNERSHIP, START DATE: 8/31/23, 5 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE; BERTAIN ESCOBAR WEALTH MANAGEMENT LLC, INV RELATED, BURBANK, CA, 35% OWNERSHIP, START 8/31/2023, 200 HOURS PER MONTH, 60 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-22

Designations

• Certified Financial Planner