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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

6335 28Th Street S.E., Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Grand Rapids MI 10/2012 Present
Mvp Sportsplex Grand Rapids MI 04/2016 10/2016
Jpmorgan Chase Bank, Na. Grand Rapids MI 09/2000 Present
  • 10/2012 → Present
    Grand Rapids, MI
  • 04/2016 → 10/2016
    Mvp Sportsplex
    Grand Rapids, MI
  • 09/2000 → Present
    Jpmorgan Chase Bank, Na.
    Grand Rapids, MI
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Detroit, MI
    Lathrup Village, MI
    Detroit, MI
    Southfield, MI
    Farmington Hills, MI
    Southfield, MI
    Detroit, MI
    Huntington Woods, MI
    Royal Oak, MI
    Madison Heights, MI
    Detroit, MI
    Dearborn, MI
    Dearborn, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Jenison, MI
    Caledonia, MI
    Portage, MI
    Caledonia, MI
    Wayne, MI
    Garden City, MI
    Westland, MI
    Westland, MI
    Redford, MI
    Canton, MI
    Canton, MI
    Livonia, MI
    Livonia, MI
    Redford, MI
    Detroit, MI
    Dearborn, MI
    Dearborn Height, MI
    Canton, MI
    Dearborn Height, MI
    Brownstown Twp, MI
    Allen Park, MI
    Lincoln Park, MI
    Allen Park, MI
    Taylor, MI
    Riverview, MI
    Belleville, MI
    Wyandotte, MI
    Woodhaven, MI
    Dearborn Height, MI
    Dearborn, MI
    Southgate, MI
    Westland, MI
    Inkster, MI
    Wyandotte, MI
    Romulus, MI
    Taylor, MI
    Grand Haven, MI
    Grandville, MI
    Grand Rapids, MI
    East Grand Rapids, MI
    Ada, MI
    Battle Creek, MI
    Benton Harbor, MI
    Benton Harbor, MI
    Bridgman, MI
    Cedar Springs, MI
    Comstock Park, MI
    Fowlerville, MI
    Grand Rapids, MI
    Grand Haven, MI
    Grand Haven, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grandville, MI
    Greenville, MI
    Holland, MI
    Ionia, MI
    Jenison, MI
    Jenison, MI
    Kalamazoo, MI
    Lansing, MI
    Lansing, MI
    Lansing, MI
    Lansing, MI
    Lowell, MI
    Muskegon, MI
    Muskegon, MI
    Okemos, MI
    Portage, MI
    Rockford, MI
    Spring Lake, MI
    St. Joseph, MI
    Stevensville, MI
    Wyoming, MI
    Wyoming, MI
    Grand Rapids, MI
    Chicago, IL
    Grand Rapids, MI
    Rockford, MI
    Portage, MI
    Dewitt, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Plymouth, MI
    Traverse City, MI
  • 2004-12-04 → 2005-07-06
    Banc One Securities Corporation
    Plymouth, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-01
S63 Uniform Securities Agent State Law Examination 2002-10-31
  • S65 Uniform Investment Adviser Law Examination
    2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    2002-10-31
Other Names
  • Lisa Marie Smith
  • Lisa Marie Block

View on SEC IAPD

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