James Dean Ramirez

Current Employers

Employment History

• 01/2015 → 07/2017
  Nuveen Investments
  New York, NY
• 07/2017 → 08/2020
  Northern Trust Bank
  New York, NY
• 07/2017 → 08/2020
  Northern Trust Securities, Inc.
  New York, NY
• 08/2020 → 08/2021
  Emles Advisors Llc
  New York, NY
• 11/2020 → 08/2021
  Foreside Financial Services Llc
  New York, NY
• 08/2021 → 06/2023
  Alps Distributors, Inc.
  Denver, CO
• 08/2021 → 06/2023
  Flx Distribution, Inc
  Bernardsville, NJ
• 08/2024 → 11/2024
  Pruco Securities Llc
  Miami, FL
• 07/2023 → 08/2024
  Unemployed
  Miami Beach, FL
• 11/2024 → 12/2025
  Lpl Enterprise, Llc
  Miami, FL
• 01/2026 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2024-11-18 → 2025-12-24
  Lpl Enterprise, Llc
  Miami, FL
• 2024-10-17 → 2024-11-12
  Pruco Securities, Llc.
  Miami, FL
• 2017-08-01 → 2020-08-24
  Northern Trust Investments, Incorporated
  New York City, NY
  Chicago, IL
• 2015-03-23 → 2017-07-12
  Nuveen Asset Management, Llc
  New York, NY
  Glen Cove, NY

Other Businesses

the name of the other business; Virtuos Boxing whether the business is investment-related; Not investment related the address of the other business; 8404 NW 90th St, Ste 500, Medley, FL 33166 the nature of the other business; Manufacturing boxing shoes and bags your position; Partner title, or relationship with the other business; Partner the start date of your relationship; 04/2022 the approximate number of hours/month you devote to the other business;0 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; No duties. I was a passive investor in the business. No day to day responsibility.

Exams

• S66 Uniform Combined State Law Examination
  2024-10-16
• S65 Uniform Investment Adviser Law Examination
  2015-03-19
• S63 Uniform Securities Agent State Law Examination
  2002-09-13

Other Names

• James Dean Ramirez
• James Ramirez