Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-31
  • NC RA
    APPROVED
    Since 2023-01-31

Branch Locations

518 West C Street , Nc, Usa, 28658, Newton, NC 28658 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneman Financial Hickory NC 09/2007 10/2017
Raymond James Financial Services, Inc. Newton NC 02/2022 Present
Peoples Bank Newton NC 10/2017 03/2022
Raymond James Financial Services Advisors, Inc Newton NC 01/2023 Present
Peoples Investment Services Newton NC 03/2022 Present
  • 09/2007 → 10/2017
    Oneman Financial
    Hickory, NC
  • 02/2022 → Present
    Raymond James Financial Services, Inc.
    Newton, NC
  • 10/2017 → 03/2022
    Peoples Bank
    Newton, NC
  • 01/2023 → Present
    Newton, NC
  • 03/2022 → Present
    Peoples Investment Services
    Newton, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30
Other Names
  • Tiffany Jo Ward

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newton, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor