Scott Joseph Pollaci

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-03

FL RA
APPROVED

Since 2026-03-03

Branch Locations

Windermere, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rochdale Investment Management Llc	Lake Mary	FL	08/2007	02/2026
Rim Securities Llc	Lake Mary	FL	08/2007	02/2026
Osaic Wealth Inc	Windemere	FL	02/2026	Present

08/2007 → 02/2026

Rochdale Investment Management Llc

Lake Mary, FL
08/2007 → 02/2026

Rim Securities Llc

Lake Mary, FL
02/2026 → Present

Osaic Wealth Inc

Windemere, FL

Previous Registrations

2007-08-28 → 2026-02-24

Rbc Rochdale, Llc

New York, NY

Lake Mary, FL

Maitland, FL
2004-01-21 → 2007-08-06

Td Ameritrade, Inc.

Orlando, FL

Winter Park, FL
2006-04-26 → 2007-08-06

Td Ameritrade Investment Management, Llc

Orlando, FL
2002-10-29 → 2003-12-02

Morgan Stanley Dw Inc.

Winter Park, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-25

S66 Uniform Combined State Law Examination

2002-10-25

Designations

Certified Financial Planner
Chartered Financial Analyst

View on SEC IAPD