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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-05-13 |
| NC | RA | APPROVED | 2002-10-29 |
Branch Locations
4500 Cameron Valley Pkwy Ste 250, Charlotte, NC 28211 • United States
Charlotte, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlotte | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 927 Garden District Dr, Clt, NC 28202, ,; ; . Business Ownership; Oliver & Associates Consulting Inc; ; Practice management: book keeping for financial advisory practice, consulting, etc.; 1310 Ivey Dr.Charlotte, NC 28205, ,; ; 08/30/2012; 10 to 19 hours per month; / Catalyst Controls LLC; ; This is just a payroll account for my employees of the AFG practice Catalyst Financial Group. My 50% Partner is Hogan Fulghum another Franchise FA; 74010 Carmel Exec Pk Ste 300Charlotte, NC 28226, ,; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-28 |
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