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Ausdal Financial Partners, Inc. CRD 7995
$3.73B regulatory AUM 665 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-24 |
| TX | RA | APPROVED_RES | 2024-06-24 |
Branch Locations
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
1430 Broadway, 21St Floor, Suite 100, New York, NY 10018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newbridge Securities | New York | NY | 02/2009 | 06/2024 |
| Ausdal Financial Partners, Inc | Davenport | IA | 06/2024 | Present |
1)PAXTON FINANCIAL SERVICES (DBA); INVESTMENT RELATED; NEW YORK, NY; SECURITIES AND INVESTMENT ADVISORY REGISTERED REPRESENTATIVE; OWNER; ACTIVITY BEGAN 2/2009; I DEVOTE 160 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; ADVISING CLIENTS ON FINANCIAL MATTERS. 2) LAPIANA CONSULTING GROUP; INVESTMENT RELATED; HOBOKEN, NJ; CORPORATION; PRESIDENT; ACTIVITY BEGAN 1/2009, I DEVOTE APPX 2 HOURS TO THIS BUSINESS WITH NONE OF THOSE HOURS DURING TRADING HOURS; S CORP ESTABLISHED FOR SECURITIES AND ADVISORY BUSINESS. 3) DST (DEFERRED SALES TRUST) BY AND THROUGH PAXTON FINANCIAL SERVICES; INVESTMENT RELATED; AFFILIATE MEMBER/ESTATE PLANNING TEAM MEMBER; ACTIVITY BEGAN11/17; I DEVOTE APPX. 10-15 HOURS TO THIS ACTIVITY ALL DURING TRADING HOURS; EXPLANING THE STRATEGY AS POTENTIALLY SUITABLE FOR CERTAIN CLIENTS IN CERTAIN CIRCUMSTANCES. 4) LAPIANA CONSULTING GROUP; NOT INVESTMENT RELATED; NEW YORK, NY; REFERRALS; REFFERAL AGENT; ACTIVITY BEGAN 09/2025; I DEVOTE APPX 10 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; REFER CLIENTS TO ED LYON AND TAX MASTER NETWORK FOR COMPREHENSIVE TAX PLANNING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-20 |
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