David Elliot Rauseo

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-11-19
MD	RA	APPROVED	2006-08-23

TX RA
APPROVED_RES

Since 2009-11-19
MD RA
APPROVED

Since 2006-08-23

Branch Locations

Baltimore, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Hunt Valley	MD	08/2002	Present
Massachusetts Mutual Life Ins Co	Hunt Valley	MD	08/2002	Present

08/2002 → Present

Mml Investors Services, Llc

Hunt Valley, MD
08/2002 → Present

Massachusetts Mutual Life Ins Co

Hunt Valley, MD

Other Businesses

NAME: DAVID RAUSEO//LENOX ADVISORS, INV REL: Y ADD: 11350 MCCORMICK ROAD, EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031, NATURE: NONMMLIA INSURANCE BROKERAGE, POSITION: AGENT, START DATE: 08/2009, NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 25, DESCRIBE DUTIES: VARIOUS CARRIERS OF LIFE, HEALTH, FIXED ANNUITIES, DISABILITY INCOME INSURANCE AND LONG TERM CARE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-08-14
S63	Uniform Securities Agent State Law Examination	2005-06-07

S65 Uniform Investment Adviser Law Examination

2006-08-14
S63 Uniform Securities Agent State Law Examination

2005-06-07