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Inactive

Wendy Lynn Sims

Avantax Planning Partners, Inc.

Pella, IA

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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 1999-01-01
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

916 W 16Th St, Pella, IA 50219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Honkamp Krueger Financial Services Dubuque IA 01/1999 Present
Schuring & Uitermarkt Pella IA 05/1982 Present
  • 01/1999 → Present
    Honkamp Krueger Financial Services
    Dubuque, IA
  • 05/1982 → Present
    Schuring & Uitermarkt
    Pella, IA
Other Businesses

(1) I am a Shareholder and Accountant with Schuring Uitermarkt Sims McCleish Ver Meer, PC, a regional CPA firm. I am located at 916 W 16th Street, Pella, IA 50219. I have been with the CPA firm since 1982. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax services, consulting, and account services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related.(2) I am a Shareholder and Advisor with Schuring & Uitermarkt Financial Services, a financial services firm located at 916 W 16th Street, Pella, IA 50219. I have been with the firm since 1999. I work approximately 160 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am on the board of directors for and a shareholder of Leighton Investment Company, a bank holding company located at 900 Washington Street, Pella, IA 50219. I devote approximately 5-10 hours a month to this activity, primarily during securities trading hours. I attend quarterly board meetings and provide input to management. My participation is not securities-related or investment-related. (4) I am on the board of directors for Pella Regional Health Center Foundation, a 501(c)(3) that supports activities of the health center. I devote no more than 5-10 hours a month to this activity, primarily during non-securities trading hours. I attend quarterly board meetings. My participation is not securities-related or investment-related. (5) I am a member/owner of S & U Real Estate, a real estate rental company located at 916 W 16th Street, Pella, IA 50219. I devote approximately 5-10 hours a month to this activity, primarily during securities trading hours. I attend quarterly board meetings. My participation is not securities-related or investment-related. (6) I am a member/owner of Biotech Management, LLC., an Idol biodiesel plant. The company is located at 916 W 16th Street, Pella, IA 50219. I devote no more than 5-10 hours a month to this activity, primarily during securities trading hours. I am the bookkeeper and attend member meetings. My participation is not securities-related or investment-related. (7) I am a member/owner of Grootveld Family Farm, LLC., a farm land rental entity. The entity is located at 384 223rd Place, Pella, IA 50219. I devote approximately 5-10 hours a month to this activity, primarily during securities trading hours. I am the bookkeeper. My participation is not securities-related or investment-related.

Designations
Other Names
  • Wendy Lynn Van Roekel
  • Wendy L. Sims

View on SEC IAPD

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