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4200 S. Hulen St. Suite 534, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-19 |
| CO | RA | APPROVED | 2025-12-19 |
| FL | RA | APPROVED | 2025-12-19 |
| MD | RA | APPROVED | 2025-12-19 |
| NJ | RA | APPROVED | 2025-12-19 |
| WI | RA | APPROVED | 2025-12-19 |
| MO | RA | APPROVED | 2020-07-10 |
| AZ | RA | APPROVED | 2013-01-24 |
| CT | RA | APPROVED | 2013-01-10 |
| MA | RA | APPROVED | 2013-01-08 |
| PA | RA | APPROVED | 2013-01-08 |
| GA | RA | APPROVED | 2013-01-07 |
| IL | RA | APPROVED | 2013-01-07 |
| NH | RA | APPROVED | 2013-01-07 |
| NM | RA | APPROVED | 2013-01-07 |
| VA | RA | APPROVED | 2013-01-07 |
| OH | RA | APPROVED | 2013-01-05 |
| TX | RA | APPROVED | 2007-10-18 |
Branch Locations
101 York Avenue, Weatherford, TX 76086 • United States
4200 S. Hulen St. Suite 534, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Morris Harris Llc | Houston | TX | 09/2007 | 08/2018 |
| Smh Capital Advisors Inc. | Houston | TX | 09/2007 | Present |
| Smh Capital Investments, Llc | Fort Worth | TX | 08/2018 | Present |
2)NOT INVESTMENT RELATED, 3)WILLOW PARK, TX, 4)RENTAL PROPERTY, 5)AGENT/CONTRACTOR, 6)JULY 2013, 7)1 HR PER MONTH, 8)0 HR DURING SECURTIES TRADING, 9)LANDLORD Misfit Acres; not investment related; owner of horse farm; 08/01/2018; 10 hours per month with 0 during securities trading hours SMH Capital Advisors LLC - SEC investment adviser with adviser under common ownership with BD; COO responsible for back office of advisor; 30 hours per week during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-14 |
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