Jeannine Marie Allen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → 10/2019
  1St Global Capital Corp
  Apache Junction, AZ
• 10/2003 → 10/2019
  1St Global Advisors, Inc.
  Apache Junction, AZ
• 03/2006 → 09/2025
  Avantax Insurance Services, Inc.
  Apache Junction, AZ
• 09/2013 → Present
  Allen Advisory, P.C.
  Apache Junction, AZ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Apache Junction, AZ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Apache Junction, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Apache Junction, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Scottsdale, AZ
  Apache Junction, AZ
• 2003-10-16 → 2019-10-25
  1St Global Advisors Inc
  Apache Junction, AZ
  Apache Junction, AZ

Other Businesses

1) ALLEN FINANCIAL ADVISOR, LLC (FORMERLY: FINANCIAL PERSPECTIVE LLC) POSITION: Owner/LLC Member NATURE: WEALTH MANAGEMENT SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2016 ADDRESS: P. O. Box 3009, Apache Junction AZ 85117, United States DESCRIPTION: Financial Advisor 2) THE EXCALIBUR CHARTER SCHOOLS, INC. POSITION: Board of Director NATURE: Participate with the other Board members in quarterly meetings to review the financial statements and review the actual vs budget and whatever additional items are on the agenda. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2019 ADDRESS: 1045 S. San Marcos Drive, Apache Junction AZ 85120, United States DESCRIPTION: Work with the other Board members to insure the expenses of the School are in line with the budget. To approve any unusual expenses. Could also participate in any local activities that the School would be involved in. I.E. - School Open House, Local Community Christmas Event, etc. Would be there only as a representative of the Board of Directors. 3) ALLEN ADVISORY, P.C. POSITION: OWNER NATURE: TAX AND ACCOUNTING PRACTICE INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/01/1982 ADDRESS: 7702 E. DOUBLETREE RANCH ROAD, SUITE 300, SCOTTSDALE AZ 85258, United States DESCRIPTION: PREPARE TAX RETURNS. WORK WITH CLIENTS ON MAINTAINING THEIR FINANCIAL RECORDS AND THEIR ACCOUNTING BOOKS

Exams

• S66 Uniform Combined State Law Examination
  2003-09-16