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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-01 |
| FL | RA | APPROVED | 2026-02-24 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
3551 Bonita Bay Blvd, Bonita Springs, FL 34134 • United States
931 Jefferson Blvd Suite 2007, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Warwick | RI | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Warwick | RI | 07/2016 | Present |
(1.) Name: Donna Caccia Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 07/2003 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: fixed annuity (2.) Name:931 Realty, LLC Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: Realtor/Real Estate and Simple Rental Property Position: Partial Owner Start date: 07/2009 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Lease commercial space, pay monthly bills, and file annual tax service. (3.) Name: Cayer Caccia, LLP Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: CPA/Tax Preparation Position: Employee Start date: 07/01/2003 No. HR/MO: 160 No. HR/MO during sec trading: 160 Describe duties: tax, accounting, and auditing services (4.) Name: Jefferson Boulevard Realty LLC Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: Simple Rental Property Position: partner Start date: 02/28/2017 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: commercial real estate rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-25 |
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