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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-01
FL RA APPROVED 2026-02-24
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2026-06-01
  • FL RA
    APPROVED
    Since 2026-02-24
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

3551 Bonita Bay Blvd, Bonita Springs, FL 34134 • United States

931 Jefferson Blvd Suite 2007, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Warwick RI 01/2015 03/2017
Mml Investors Services, Llc Warwick RI 03/2017 Present
Massachusetts Mutual Life Insurance Company Warwick RI 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Warwick, RI
  • 03/2017 → Present
    Warwick, RI
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Warwick, RI
Previous Registrations
  • 2012-01-19 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Warwick, RI
  • 2012-01-09 → 2015-01-02
    New England Securities
    Boston, MA
    Warwick, RI
  • 2002-11-04 → 2011-12-31
    Providence, RI
    Warwick, RI
Other Businesses

(1.) Name: Donna Caccia Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 07/2003 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: fixed annuity (2.) Name:931 Realty, LLC Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: Realtor/Real Estate and Simple Rental Property Position: Partial Owner Start date: 07/2009 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Lease commercial space, pay monthly bills, and file annual tax service. (3.) Name: Cayer Caccia, LLP Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: CPA/Tax Preparation Position: Employee Start date: 07/01/2003 No. HR/MO: 160 No. HR/MO during sec trading: 160 Describe duties: tax, accounting, and auditing services (4.) Name: Jefferson Boulevard Realty LLC Inv rel: Y Add: 931 Jefferson Blvd Ste 2007 Warwick RI 02886 Nature: Simple Rental Property Position: partner Start date: 02/28/2017 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: commercial real estate rental

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-25
  • S66 Uniform Combined State Law Examination
    2002-10-25
Other Names
  • Donna Turcotte

View on SEC IAPD

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