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Denise Hayes Walters

Wells Fargo Clearing Services, LLC

Virginia Beach, VA

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-23
VA RA APPROVED 2025-10-21
  • TX RA
    APPROVED
    Since 2025-10-23
  • VA RA
    APPROVED
    Since 2025-10-21

Branch Locations

208 Golden Oak Ct Ste 300 [Support Center], Virginia Beach, VA 23452 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Virginia Beach VA 03/2022 Present
Wells Fargo Advisors Glen Allen VA 06/2002 03/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-21
  • S66 Uniform Combined State Law Examination
    2025-10-21
Other Names
  • Denise Hayes Walters
  • Denise H Walters

View on SEC IAPD

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