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Mark Nathan Maizel

Morgan Stanley

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-06
CO RA APPROVED 2021-08-09
TX RA APPROVED 2016-07-12
  • CA RA
    APPROVED
    Since 2024-06-06
  • CO RA
    APPROVED
    Since 2021-08-09
  • TX RA
    APPROVED
    Since 2016-07-12

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Denver CO 04/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2016 07/2022
Afs Securities Llc Denver CO 03/2023 11/2023
Morgan Stanley Private Bank, N.A Palo Alto CA 06/2024 Present
  • 04/2016 → Present
    Morgan Stanley
    Denver, CO
  • 04/2016 → 07/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2023 → 11/2023
    Afs Securities Llc
    Denver, CO
  • 06/2024 → Present
    Morgan Stanley Private Bank, N.A
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-04
S63 Uniform Securities Agent State Law Examination 1999-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-04-04
  • S63 Uniform Securities Agent State Law Examination
    1999-12-22

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
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