Carolyn Soohae Oh

Current Employers

Employment History

• 10/2005 → 02/2018
  Goldman, Sachs & Co
  New York, NY
• 03/2018 → 01/2023
  Sagepoint Financial, Inc.
  Blue Bell, PA
• 02/2023 → Present
  Lpl Financial Llc
  Blue Bell, PA
• 02/2023 → 07/2026
  Mariner Independent Advisor Network, Llc
  Sacramento, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2023-02-15 → 2026-06-26
  Mariner Advisor Network
  Blue Bell, PA
  Blue Bell, PA
• 2019-09-20 → 2023-02-16
  Fsc Securities Corporation
  Blue Bell, PA

Other Businesses

1) 02/2023- JSO PARTNERS- DBA for LPL Business (entity for LPL business)- inv. related- BLUE BELL PA 2) 02/2023- Carolyn Oh- Real Estate Rental- owner- inv. related- 6250 Main Street, Voorhees, NJ 08043- start date 11/20/2020- 0hrs 3) 02/2023- Carolyn Oh- Non-Variable Insurance- Agent selling Life, health, disability, long term care- inv. related- Blue Bell, PA- start dat 4/16/2023- 0hrs 4) 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-19
• S63 Uniform Securities Agent State Law Examination
  2002-08-30

Designations

Other Names

• Carolyn Soohae Oh