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Kristie Joelle Curtiss

Fifth Third Securities, Inc.

Rockford, IL

Rockford, IL

Elgin, IL

Carpentersville, IL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-04
WI RA APPROVED 2023-11-30
KY RA APPROVED 2023-11-28
MI RA APPROVED 2017-08-24
FL RA APPROVED 2017-08-23
IL RA APPROVED 2014-04-04
  • TX RA
    APPROVED_RES
    Since 2023-12-04
  • WI RA
    APPROVED
    Since 2023-11-30
  • KY RA
    APPROVED
    Since 2023-11-28
  • MI RA
    APPROVED
    Since 2017-08-24
  • FL RA
    APPROVED
    Since 2017-08-23
  • IL RA
    APPROVED
    Since 2014-04-04

Branch Locations

3154 Mcfarland Rd., Rockford, IL 61114 • United States

3936 W. Riverside Blvd., Rockford, IL 61101 • United States

1645 Larkin Avenue, Elgin, IL 60123 • United States

154 S. Western Ave, Carpentersville, IL 60110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Rockford IL 04/2014 Present
  • 04/2014 → Present
    Fifth Third Securities
    Rockford, IL
Previous Registrations
  • 2009-11-13 → 2014-04-08
    Pnc Wealth Management Llc
    Algonquin, IL
    Huntley, IL
    Carpentersville, IL
    West Dundee, IL
    Cyrstal Lake, IL
    Belvidere, IL
    Rockford, IL
    Rockford, IL
    Rockford, IL
    Dekalb, IL
    Rockford, IL
    Loves Park, IL
    Rockford, IL
    Rockford, IL
    Elgin, IL
    Elgin, IL
    West Dundee, IL
    Elgin, IL
    Elgin, IL
    Rockford, IL
    Rockford, IL
    Loves Park, IL
    Rockford, IL
  • 2007-10-02 → 2009-11-13
    Natcity Investments, Inc.
    Rockford, IL
    Loves Park, IL
    Rockford, IL
    Rockford, IL
    Rockford, IL
    Dekalb, IL
    Fort Wayne, IN
    Belvidere, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-24
S63 Uniform Securities Agent State Law Examination 2002-10-10
  • S65 Uniform Investment Adviser Law Examination
    2007-09-24
  • S63 Uniform Securities Agent State Law Examination
    2002-10-10
Other Names
  • Kris J. Curtiss

View on SEC IAPD

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Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
LPL FINANCIAL LLC · ROCKFORD, IL
UNITED CAPITAL FINANCIAL ADVISORS · ROCKFORD, IL

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