Gerald Artemus Nelson

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Principal Life Insurance Co
  Memphis, TN
• 07/2016 → Present
  Principal Securities
  Memphis, TN
• 05/2022 → Present
  Union Financial
  Memphis, TN

Previous Registrations

• 2013-04-05 → 2016-08-06
  Waddell & Reed
  Memphis, TN

Other Businesses

**Fixed insurance, Fixed life, fixed annuities, health, DI and LTC, 7/26/16. **Taxmagnate, Inc, owner, 7/26/16. **Rental property, owner, 7/26/16. **Azariah Publishing, Inc., Owner, purchasing rights to books whose copyrights have expired, book publishing, 08/16/16. **Accountemps/Robert Half; Randstad; Not Investment Related; Memphis, TN; Bookkeeper; Performing general accounting work to local companies on a temporary basis through temp agencies. No handling of cash.; Start Date: 12/15/2019; 20 hrs per month; 1 during trading hours. **Operations Better Days; Not Investment Related; Memphis, TN; Bookkeeper; General accounting work and bookkeeping work for non-profit organization. No handling of funds nor have check writing capabilities.; Start Date: 01/01/2020; 5 hrs per month; 1 during trading hours. **P&C INSURANCE POSITION: P&C Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2025 ADDRESS: 5865 Ridgeway Center Parkway, Suite 300, Memphis TN 38120, United States DESCRIPTION: I will engage in the sale of Property and Casualty insurance to the general public. There is not target market. All compensation will be generated from the sales of these products from product issuers. **PRECISION METALFORMING ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2026 ADDRESS: 6363 Oak Tree Blvd., Independence OH 44131-2500, United States DESCRIPTION: Board member. As a board member, I will help with brand awareness across the state of TN. Support the TN president in creating networking opportunities for member firms.

Exams

• S66 Uniform Combined State Law Examination
  2013-04-04
• S63 Uniform Securities Agent State Law Examination
  2004-11-24

Other Names

• G Artemus Nelson