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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Dr, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 09/2003 08/2023
Securian Financial Services Inc. St. Paul MN 09/2003 08/2023
Virginia Asset Management Richmond VA 09/2003 Present
Select Brokers, Llc Midlothian VA 08/2006 Present
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2003 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 09/2003 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 09/2003 → Present
    Virginia Asset Management
    Richmond, VA
  • 08/2006 → Present
    Select Brokers, Llc
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-11-17 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    Midlothian, VA
    St. Paul, MN
Other Businesses

1) SELECT BROKERS LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2006 ADDRESS: , Midlothian VA , United States DESCRIPTION: Agent/Broker 2) VIRGINIA ASSET MANAGEMENT POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: SAME AS REGISTERED LOCATION DESCRIPTION: OFERING SECURITIES, ADVISORY AND INSURANCE SERVICES 3) SALISBURY COUNTRY CLUB POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 13620 W Salisbury Rd, Midlothian VA 23113, United States DESCRIPTION: Serving as a Board Member of Country Club. 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2003; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-14
  • S66 Uniform Combined State Law Examination
    2003-11-14
Designations
Other Names
  • G Shrestha
  • Gaurav Shrestha

View on SEC IAPD

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