Randy Lee Halfpop

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Raymond James Financial Services, Inc.
  Colorado Springs, CO
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Colorado Springs, CO

Previous Registrations

• 2007-11-02 → 2011-06-14
  Sullivan & Associates
  Colorado Springs, CO

Other Businesses

(1)Name of Business: Halfpop Farms, LLC Address: 1705 Linden Lake Road, Fort Collins, CO, 80524, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/05/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My father passed away Feb 19, 2023 and I inherited a farm in Iowa. I have created an LLC called Halfpop Farms, LLC. I will be the only owner when the property changes ownership from my Father's Estate to my LLC as the only owner. I will lease out the farmland to a local farmer for cash rent. (2)Name of Business: Maple Street Property LLC Address: 1705 Linden Lake Road, Fort Collins, CO, 80524, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/16/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of an office property that we are using as the Compass Wealth Group Fort Collins, CO Branch. (3)Name of Business: Pickleball Management Corp. Address: 3137 Garfield Ave, Loveland, CO, 80538, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 09/29/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Myself and 3 other individuals (all non-clients) own a Pickleball franchise in Loveland, CO. I'm a 1/4th partner, all with equal ownership in the business. We own and have the corporation has employees that run the operation. (4)Name of Business: Randy L Halfpop, CFP LLC Address: 1705 Linden Lake Road, Fort Collins, CO, 80524, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/31/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - The Compass Wealth Group (5)Name of Business: The Compass Wealth Group, LLC Address: 455 E Pikes Peak Ave Ste 301, Colorado Springs, CO, 80903, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner in this entity.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-03-28

Designations

• Certified Financial Planner